James Paul Rickey
CIK 1606243 · Chief Financial Officer · last filed 2026-08-07
James Paul Rickey is a Chief Financial Officer who has filed 27 SEC Form 4 insider transactions across 2 companies since 2017. The most recent filing, for BRVE, was dated Aug 7, 2026. Across all open-market trades the lifetime net is −$5.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $12.3M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ALPN price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
188 EAST BLAINE STREET, SUITE 200
SEATTLE, WA 98102
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BRVE | Chief Financial Officer | 612,251 | $20.11 | $12.31M | $500.0K | 1 | 2026-08-07 |
| ALPINE IMMUNE SCIENCES, INC. (ALPN) Delisted | See Remarks | 31,200 | $64.97 | $2.03M | -$5.79M | 20 | 2024-05-20 |
Recent Filings
27 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-08-07 | BRVE | Mixed | +27,777 | $500.0K | EDGAR |
| 2024-05-20 | ALPINE IMMUNE SCIENCES, INC. (ALPN) Delisted | Disp (D) | −57,961 | $0 | EDGAR |
| 2024-05-09 | ALPINE IMMUNE SCIENCES, INC. (ALPN) Delisted | Exer (M) | +26,761 | $161.6K | EDGAR |
| 2024-01-29 | ALPINE IMMUNE SCIENCES, INC. (ALPN) Delisted | Mixed | — | -$1.77M | EDGAR |
| 2024-01-26 | — | Notice (144) | −44,000 | -$956.6K | EDGAR |
| 2024-01-25 | — | Notice (144) | −74,000 | -$1.37M | EDGAR |
| 2024-01-05 | ALPINE IMMUNE SCIENCES, INC. (ALPN) Delisted | Grant (A) | +31,200 | $0 | EDGAR |
| 2023-12-21 | ALPINE IMMUNE SCIENCES, INC. (ALPN) Delisted | Mixed | — | -$215.9K | EDGAR |
| 2023-12-18 | ALPINE IMMUNE SCIENCES, INC. (ALPN) Delisted | Mixed | — | -$825.9K | EDGAR |
| 2023-12-15 | — | Notice (144) | −62,400 | -$1.18M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.