Carol W. Carpenter

CIK 1610111 · SVP & Chief Marketing Officer · last filed 2025-09-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$14.56M

Companies

3

Total Filings

91

Lifetime Open-Market Net

-$4.31M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Couchbase, Inc. (BASE) Delisted Director 0 $24.51 $0 -$190.0K 17 2025-09-24
U SVP & Chief Marketing Officer 423,842 $33.34 $14.13M -$3.76M 28 2024-05-29
DHX Director 104,784 $4.08 $427.5K -$358.2K 23 2021-01-08

Recent Filings · Page 5 of 10

91 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-11-01 U Notice (144) −2,000 -$50.6K EDGAR
2023-10-02 U Notice (144) −2,000 -$63.0K EDGAR
2023-10-02 U Sell (S) −2,000 -$63.0K EDGAR
2023-09-06 U Sell (S) −2,000 -$75.0K EDGAR
2023-09-01 U Notice (144) −2,000 -$75.0K EDGAR
2023-08-30 U Sell (S) −9,095 -$313.2K EDGAR
2023-08-28 U Notice (144) −9,095 -$313.2K EDGAR
2023-08-02 U Sell (S) −2,000 -$90.1K EDGAR
2023-08-01 U Notice (144) −2,000 -$90.1K EDGAR
2023-07-06 U Sell (S) −2,000 -$87.0K EDGAR
Showing 4150 of 91
Page 5 of 10
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.