Ronin Trading, LLC

CIK 1611042 · last filed 2022-09-20

Ronin Trading, LLC is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing, for AWRE, was dated Sep 20, 2022. Current disclosed insider exposure totals $32.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$32.86M

Companies

2

Total Filings

5

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AWRE	10%+ Owner	4,726,659	$1.56	$7.37M	$0	1	2022-09-20
XNCR	10%+ Owner	2,000,000	$12.74	$25.49M	$0	4	2015-11-30

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2022-09-20	AWRE	Other (J)	—	$0	EDGAR
2015-11-30	XNCR	Gift (G)	−5,217,240	$0	EDGAR
2015-06-22	XNCR	Gift (G)	−90,000	$0	EDGAR
2015-06-15	XNCR	Gift (G)	−180,000	$0	EDGAR
2015-05-27	XNCR	Gift (G)	−94,000	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.