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Susan Gillian Pembleton

CIK 1618993 · EVP/Human Resources · last filed 2018-02-27

Susan Gillian Pembleton is an EVP/Human Resources who has filed 16 SEC Form 4 insider transactions across 3 companies since 2014. The most recent filing, for NTRSP, was dated Feb 27, 2018. Across all open-market trades the lifetime net is −$5.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.69M

Companies

3

Total Filings

16

Lifetime Open-Market Net

-$5.24M

Filer Profile

Reported Address
50 S LASALLE ST
M9
CHICAGO, IL 60603
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NORTHERN TRUST CORP (NTRSP) Delisted EVP/Human Resources 23,270 — — -$5.02M 9 2018-02-27
NTRS EVP, Human Resources 25,114 $186.63 $4.69M -$134.6K 1 2016-08-08
NORTHERN TRUST CORP (NTRS.P) Delisted EVP, Human Resources 25,095 — — -$85.9K 6 2016-02-18

Recent Filings

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-02-27 NORTHERN TRUST CORP (NTRSP) Delisted Mixed −9,300 -$1.35M EDGAR
2018-02-22 NORTHERN TRUST CORP (NTRSP) Delisted Mixed +4,301 -$145.2K EDGAR
2018-02-14 NORTHERN TRUST CORP (NTRSP) Delisted Tax (F) −338 -$33.4K EDGAR
2018-01-25 NORTHERN TRUST CORP (NTRSP) Delisted Mixed +6,956 $742.3K EDGAR
2017-05-26 NORTHERN TRUST CORP (NTRSP) Delisted Mixed — -$177.1K EDGAR
2017-02-23 NORTHERN TRUST CORP (NTRSP) Delisted Mixed +4,600 -$201.4K EDGAR
2017-02-14 NORTHERN TRUST CORP (NTRSP) Delisted Tax (F) −604 -$51.9K EDGAR
2016-12-12 NORTHERN TRUST CORP (NTRSP) Delisted Sell (S) −7,500 -$670.4K EDGAR
2016-11-04 NORTHERN TRUST CORP (NTRSP) Delisted Mixed — -$274.5K EDGAR
2016-08-08 NTRS Mixed — -$7.0K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.