Leroy Scott Frantz

CIK 1619007 · last filed 2021-04-19

Leroy Scott Frantz is a corporate insider who has filed 6 SEC Form 4 insider transactions across 2 companies since 2017. The most recent filing, for OXLCP, was dated Apr 19, 2021. Across all open-market trades the lifetime net is +$14.7M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $293.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$293.9K

Companies

2

Total Filings

6

Lifetime Open-Market Net

$14.70M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
OXLCP 10%+ Owner 11,750 $25.01 $293.9K $10.00M 3 2021-04-19
Oxford Lane Capital Corp. (TESO) Delisted 10%+ Owner 211,750 $4.70M 3 2017-08-08

Recent Filings

6 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-04-19 OXLCP Other (J) −292,404 -$7.33M EDGAR
2020-03-16 OXLCP Other (J) −145,218 -$3.64M EDGAR
2020-02-10 OXLCP Buy (P) +400,000 $10.00M EDGAR
2017-08-08 Oxford Lane Capital Corp. (TESO) Delisted Buy (P) −11,750 -$296.1K EDGAR
2017-07-14 Oxford Lane Capital Corp. (TESO) Delisted Other (J) −200,000 -$5.01M EDGAR
2017-06-14 Oxford Lane Capital Corp. (TESO) Delisted Buy (P) +200,000 $5.00M EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.