Michael Anthony Hart

CIK 1621474 · CEO · last filed 2019-12-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$410.3K

Companies

1

Total Filings

20

Lifetime Open-Market Net

$301.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CGBD CEO 40,988 $10.01 $410.3K $301.4K 4 2018-12-12

Recent Filings · Page 2 of 2

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-12-04 CGBD Buy (P) +6,500 $101.7K EDGAR
2018-11-30 CGBD Buy (P) +6,500 $100.6K EDGAR
2018-09-18 Buy (P) +450 $9.3K
2018-08-14 Buy (P) +286 $6.0K
2018-06-12 Buy (P) +900 $18.4K
2018-06-12 Grant (A) +900 $18.4K
2017-12-11 Buy (P) +189 $3.8K
2017-05-22 Grant (A) +7,126 $0
2015-12-09 Grant (A) +4,329 $0
2015-06-15 Other (J) +1,307 $0
Showing 1120 of 20
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.