Sean P Newth

CIK 1623509 · SVP, CAO and Controller · last filed 2017-08-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.06M

Companies

2

Total Filings

19

Lifetime Open-Market Net

-$644.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XLF SVP, CAO and Controller 11,768 $57.88 $681.1K -$349.5K 7 2017-08-17
STT SVP, CAO and Controller 12,868 $185.23 $2.38M -$295.4K 12 2016-05-17

Recent Filings · Page 2 of 2

19 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-02-01 STT Sell (S) −500 -$26.8K EDGAR
2015-11-16 STT Tax (F) −214 -$15.0K EDGAR
2015-08-18 STT Mixed −564 -$44.1K EDGAR
2015-05-19 STT Mixed −939 -$73.0K EDGAR
2015-02-26 STT Sell (S) −792 -$60.7K EDGAR
2015-02-23 STT Grant (A) +3,940 $0 EDGAR
2015-02-18 STT Tax (F) −451 -$34.7K EDGAR
2014-11-21 STT Sell (S) −1,737 -$131.6K EDGAR
2014-11-18 STT Tax (F) −252 -$19.2K EDGAR
Showing 1119 of 19
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.