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Caren D Merrick

CIK 1626509 · last filed 2021-11-15

Caren D Merrick is a corporate insider who has filed 10 SEC Form 4 insider transactions across 7 companies since 2015. The most recent filing, for LANDP, was dated Nov 15, 2021. Across all open-market trades the lifetime net is +$266.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $116.3K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$116.3K

Companies

7

Total Filings

10

Lifetime Open-Market Net

$266.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LANDP Director 5,432 $21.41 $116.3K $0 1 2021-11-15
GLADSTONE CAPITAL CORP (GLADN) Delisted Director 2,835 — — $9.0K 1 2018-02-09
GLADSTONE COMMERCIAL CORP (GOODP) Delisted Director 2,816 — — $50.0K 1 2016-08-30
GLADSTONE LAND Corp (LAND.P) Delisted Director 4,432 — — $50.0K 1 2016-08-30
WashingtonFirst Bankshares, Inc. (WFBI) Delisted Director 3,786 — — $127.5K 3 2016-08-23
GLADSTONE CAPITAL CORP (GLAD.O) Delisted Director 1,835 — — $15.0K 1 2015-06-03
GLADSTONE INVESTMENT CORPORATION\DE (GAIN.P) Delisted Director 1,965 — — $15.0K 1 2015-06-03

Recent Filings

10 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-11-15 LANDP Will (W) +1,000 $0 EDGAR
2018-02-09 GLADSTONE CAPITAL CORP (GLADN) Delisted Buy (P) +1,000 $9.0K EDGAR
2018-01-03 — Disp (D) −5,888 $0
2016-08-30 GLADSTONE COMMERCIAL CORP (GOODP) Delisted Buy (P) +2,816 $50.0K EDGAR
2016-08-30 GLADSTONE LAND Corp (LAND.P) Delisted Buy (P) +4,432 $50.0K EDGAR
2016-08-23 WashingtonFirst Bankshares, Inc. (WFBI) Delisted Buy (P) +4,065 $97.5K EDGAR
2015-12-07 WashingtonFirst Bankshares, Inc. (WFBI) Delisted Buy (P) +1,250 $25.0K EDGAR
2015-06-05 WashingtonFirst Bankshares, Inc. (WFBI) Delisted Buy (P) +294 $5.0K EDGAR
2015-06-03 GLADSTONE CAPITAL CORP (GLAD.O) Delisted Buy (P) +1,835 $15.0K EDGAR
2015-06-03 GLADSTONE INVESTMENT CORPORATION\DE (GAIN.P) Delisted Buy (P) +1,965 $15.0K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.