Roger Mark Franks
CIK 1626879 · Gen. Counsel & VP, Law & HR · last filed 2018-10-11
Roger Mark Franks is a Gen. Counsel & VP, Law & HR who has filed 18 SEC Form 4 insider transactions across 1 company since 2014. Across all open-market trades the lifetime net is −$448.0K, making them a net seller over the disclosed history. 22 SEC filings were submitted jointly with KLX Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
1
18
-$448.0K
Filer Profile
WELLINGTON, FL 33414
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| KLX Inc. (KLXI) Delisted | Gen. Counsel & VP, Law & HR | 27,641 | — | — | -$448.0K | 17 | 2018-08-28 |
Recent Filings
18 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-10-11 | — | Disp (D) | −30,719 | -$1.72M | |
| 2018-08-28 | KLX Inc. (KLXI) Delisted | Grant (A) | +4,303 | $0 | EDGAR |
| 2018-02-13 | KLX Inc. (KLXI) Delisted | Tax (F) | −193 | -$12.7K | EDGAR |
| 2017-12-19 | KLX Inc. (KLXI) Delisted | Mixed | +2,903 | -$125.2K | EDGAR |
| 2017-12-04 | KLX Inc. (KLXI) Delisted | Tax (F) | −491 | -$27.3K | EDGAR |
| 2017-11-17 | KLX Inc. (KLXI) Delisted | Tax (F) | −289 | -$15.5K | EDGAR |
| 2017-05-30 | KLX Inc. (KLXI) Delisted | Sell (S) | −2,447 | -$116.7K | EDGAR |
| 2017-05-26 | KLX Inc. (KLXI) Delisted | — | — | $0 | EDGAR |
| 2017-02-14 | KLX Inc. (KLXI) Delisted | Tax (F) | −212 | -$10.7K | EDGAR |
| 2016-12-16 | KLX Inc. (KLXI) Delisted | Mixed | −3,745 | -$171.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.