Robert Edgar Smith
CIK 1628362 · EVP, CLO, and CDO · last filed 2025-03-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
PNW price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
MAIL STATION 8602
PHOENIX, AZ 85004
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PNW | EVP, CLO, and CDO | 18,328 | $101.17 | $1.85M | -$547.0K | 24 | 2025-03-20 |
| Columbia Pipeline Group, Inc. (CPGX) Delisted | See Remarks | 82,568 | — | — | $58.3K | 5 | 2016-07-01 |
| Columbia Pipeline Partners LP (CPPL) Delisted | See Remarks | 6,100 | — | — | $140.3K | 1 | 2015-02-13 |
Recent Filings · Page 3 of 4
32 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-11-12 | PNW | Mixed | +496 | -$35.1K | EDGAR |
| 2020-02-24 | PNW | Mixed | +23 | -$170.1K | EDGAR |
| 2020-02-20 | PNW | Grant (A) | — | $0 | EDGAR |
| 2019-02-22 | PNW | Mixed | −278 | -$82.2K | EDGAR |
| 2019-02-21 | PNW | Grant (A) | — | $0 | EDGAR |
| 2018-10-19 | PNW | Grant (A) | — | $0 | EDGAR |
| 2016-07-01 | Columbia Pipeline Group, Inc. (CPGX) Delisted | Mixed | −51,668 | -$2.26M | EDGAR |
| 2016-03-02 | Columbia Pipeline Group, Inc. (CPGX) Delisted | Tax (F) | −3,804 | -$69.0K | EDGAR |
| 2015-09-15 | Columbia Pipeline Group, Inc. (CPGX) Delisted | Buy (P) | +2,500 | $58.3K | EDGAR |
| 2015-07-15 | Columbia Pipeline Group, Inc. (CPGX) Delisted | Grant (A) | +6,592 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.