Wai-Kwong Seck

CIK 1628722 · Executive Vice President · last filed 2018-02-28

Wai-Kwong Seck is an Executive Vice President who has filed 6 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing, for XLF, was dated Feb 28, 2018. Across all open-market trades the lifetime net is −$2.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $16.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$16.85M

Companies

2

Total Filings

6

Lifetime Open-Market Net

-$2.75M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
XLF	Executive Vice President	66,750	$57.88	$3.86M	-$1.58M	3	2018-02-28
STT	Executive Vice President	70,093	$185.23	$12.98M	-$1.17M	3	2016-03-02

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2018-02-28	XLF	Grant (A)	+7,045	$0	EDGAR
2017-03-01	XLF	Grant (A)	+9,612	$0	EDGAR
2017-02-28	XLF	Sell (S)	−20,000	-$1.58M	EDGAR
2016-03-02	STT	Grant (A)	+12,746	$0	EDGAR
2015-02-25	STT	Sell (S)	−15,000	-$1.17M	EDGAR
2015-02-23	STT	Grant (A)	+17,132	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.