James M Marischen
CIK 1638499 · Chief Financial Officer · last filed 2026-03-03
James M Marischen is a Chief Financial Officer who has filed 41 SEC Form 4 insider transactions across 5 companies since 2016. The most recent filing, for SFpD, was dated Mar 3, 2026. Current disclosed insider exposure totals $3.6M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$3.61M
5
41
$0
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SFpD | Chief Financial Officer | 112,545 | $16.05 | $1.81M | $0 | 20 | 2026-03-03 |
| SFpC | Chief Financial Officer | 40,409 | $22.09 | $892.8K | $0 | 3 | 2021-03-10 |
| SFpB | Chief Financial Officer | 39,425 | $23.09 | $910.3K | $0 | 3 | 2020-03-03 |
| STIFEL FINANCIAL CORP (SFpA) Delisted | Chief Financial Officer | 21,090 | $25.28 | $533.2K | $0 | 12 | 2019-02-06 |
| STIFEL FINANCIAL CORP (SFN) Delisted | SENIOR VP & CHIEF RISK OFFICER | 5,577 | — | — | $0 | 3 | 2016-03-02 |
Recent Filings
41 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-03 | SFpD | Grant (A) | — | $0 | EDGAR |
| 2026-02-20 | SFpD | Mixed | +4,396 | -$417.3K | EDGAR |
| 2026-02-03 | SFpD | Mixed | +877 | -$87.2K | EDGAR |
| 2026-01-15 | SFpD | Mixed | +6,306 | -$719.9K | EDGAR |
| 2025-12-19 | SFpD | Gift (G) | −395 | $0 | EDGAR |
| 2025-08-21 | SFpD | Disp (D) | −5,000 | -$564.5K | EDGAR |
| 2025-03-10 | SFpD | Grant (A) | — | $0 | EDGAR |
| 2025-03-04 | SFpD | Mixed | +601 | -$49.8K | EDGAR |
| 2025-02-05 | SFpD | Mixed | +3,508 | -$324.7K | EDGAR |
| 2025-01-10 | SFpD | Mixed | +6,117 | -$527.3K | EDGAR |