Kathleen Alyce Waters
CIK 1640409 · Chief Legal & Pub. Affairs Off · last filed 2026-06-17
Kathleen Alyce Waters is a Chief Legal & Pub. Affairs Off who has filed 49 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing shows the insider sold $3.2M of DVA on Jun 17, 2026. Across all open-market trades the lifetime net is −$10.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $19.5M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$19.47M
2
49
-$9.98M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DVA | Chief Legal & Pub. Affairs Off | 109,194 | $178.34 | $19.47M | -$9.98M | 39 | 2026-06-17 |
| HEALTH NET INC (HNT) Delisted | SVP, Gen. Counsel & Secretary | 32,390 | — | — | $0 | 4 | 2016-03-28 |
Recent Filings
49 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-17 | DVA | Sell (S) | −15,405 | -$3.21M | EDGAR |
| 2026-06-15 | DVA | Notice (144) | −8,950 | -$1.86M | EDGAR |
| 2026-06-15 | DVA | Notice (144) | −6,455 | -$1.34M | EDGAR |
| 2026-03-17 | DVA | Mixed | −30,678 | -$5.10M | EDGAR |
| 2026-03-12 | DVA | Grant (A) | +56,159 | $0 | EDGAR |
| 2026-02-09 | DVA | Mixed | +1,364 | -$122.0K | EDGAR |
| 2025-03-18 | DVA | Mixed | −3,992 | -$1.05M | EDGAR |
| 2025-03-14 | DVA | Grant (A) | +10,718 | $0 | EDGAR |
| 2024-11-27 | DVA | Mixed | +1,400 | -$241.7K | EDGAR |
| 2024-08-29 | DVA | Mixed | +6,617 | -$1.05M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.