Insider transactions

Patrick Dennis

CIK 1640807 · President and CEO · last filed 2018-02-02

Patrick Dennis is a President and CEO who has filed 13 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing, for QTM, was dated Feb 2, 2018. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$0
Companies
2
Total Filings
13
Lifetime Open-Market Net
-$1.14M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

GUID price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
1055 E. COLORADO BOULEVARD
PASADENA, CA 91106
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
QUANTUM CORP /DE/ (QTM) Delisted President and CEO 125,000 — — $0 1 2018-02-02
Guidance Software, Inc. (GUID) Delisted CEO and President 0 — — -$1.14M 12 2017-09-15

Recent Filings

13 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-02-02 QUANTUM CORP /DE/ (QTM) Delisted Grant (A) +125,000 $0 EDGAR
2017-09-15 Guidance Software, Inc. (GUID) Delisted Disp (D) −967,501 $0 EDGAR
2017-05-05 Guidance Software, Inc. (GUID) Delisted Sell (S) −17,705 -$103.0K EDGAR
2017-04-12 Guidance Software, Inc. (GUID) Delisted Grant (A) +87,500 $0 EDGAR
2017-03-22 Guidance Software, Inc. (GUID) Delisted Sell (S) −14,948 -$101.0K EDGAR
2017-03-03 Guidance Software, Inc. (GUID) Delisted Sell (S) −14,948 -$101.0K EDGAR
2017-03-01 Guidance Software, Inc. (GUID) Delisted Sell (S) −44,797 -$303.2K EDGAR
2017-02-24 Guidance Software, Inc. (GUID) Delisted Sell (S) −34,718 -$242.7K EDGAR
2017-02-21 Guidance Software, Inc. (GUID) Delisted Sell (S) −30,449 -$223.8K EDGAR
2017-02-13 Guidance Software, Inc. (GUID) Delisted Grant (A) +572,082 $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.