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Thomas Gooley

CIK 1647085 · Managing Director · last filed 2019-03-15

Thomas Gooley is a Managing Director who has filed 16 SEC Form 4 insider transactions across 1 company since 2015. The most recent filing, for LPLA, was dated Mar 15, 2019. Across all open-market trades the lifetime net is −$6.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.78M

Companies

1

Total Filings

16

Lifetime Open-Market Net

-$6.95M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA Managing Director 32,231 $303.30 $9.78M -$6.95M 16 2019-03-15

Recent Filings

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-03-15 LPLA Mixed −982 -$1.15M EDGAR
2019-02-26 LPLA Tax (F) −3,017 -$233.6K EDGAR
2019-02-06 LPLA Mixed — -$1.69M EDGAR
2018-12-14 LPLA Mixed — -$1.22M EDGAR
2018-08-08 LPLA Tax (F) −1,134 -$76.2K EDGAR
2018-06-15 LPLA Tax (F) −484 -$34.1K EDGAR
2018-03-15 LPLA Tax (F) −960 -$62.4K EDGAR
2018-02-27 LPLA Mixed +2,766 -$42.8K EDGAR
2017-08-08 LPLA Tax (F) −1,193 -$55.0K EDGAR
2017-06-15 LPLA Tax (F) −510 -$21.5K EDGAR
Showing 1–10 of 16
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.