John S. Oakes
CIK 1647173 · last filed 2021-10-08
John S. Oakes is a corporate insider who has filed 10 SEC Form 4 insider transactions across 6 companies since 2016. The most recent filing, for OPPrw, was dated Oct 8, 2021. Across all open-market trades the lifetime net is +$70.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $21.6K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$21.6K
6
10
$70.0K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | Director | 0 | — | — | $17.6K | 3 | 2021-10-08 |
| RFMZ | Director | 500 | $13.42 | $6.7K | $10.0K | 1 | 2021-02-26 |
| RFM | Director | 100 | $14.66 | $1.5K | $2.0K | 1 | 2020-04-06 |
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Director | 1,967 | — | — | $13.2K | 3 | 2019-11-13 |
| OPP | Director | 1,000 | $7.62 | $7.6K | $17.3K | 1 | 2019-06-25 |
| RIV | Director | 500 | $11.59 | $5.8K | $9.9K | 1 | 2016-01-06 |
Recent Filings
10 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-10-08 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | Mixed | — | $0 | EDGAR |
| 2021-02-26 | RFMZ | Buy (P) | +500 | $10.0K | EDGAR |
| 2020-04-15 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | Buy (P) | +500 | $6.5K | EDGAR |
| 2020-04-06 | RFM | Buy (P) | +100 | $2.0K | EDGAR |
| 2019-12-27 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | Buy (P) | +686 | $11.1K | EDGAR |
| 2019-11-13 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Buy (P) | +429 | $6.9K | EDGAR |
| 2019-06-25 | OPP | Buy (P) | +1,000 | $17.3K | EDGAR |
| 2018-12-17 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Buy (P) | +369 | $6.2K | EDGAR |
| 2017-11-17 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Grant (A) | +667 | $13.0K | EDGAR |
| 2016-01-06 | RIV | Buy (P) | +500 | $9.9K | EDGAR |