Etienne Phaneuf

CIK 1649136 · Man. Director, CEO of Canada · last filed 2019-03-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

22

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Man. Director, CEO of Canada 88,362 $0 21 2019-02-13

Recent Filings · Page 2 of 3

22 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-02-14 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Tax (F) −16,011 -$323.1K EDGAR
2017-01-26 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +15,570 $0 EDGAR
2016-12-15 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +82 $1.7K EDGAR
2016-09-09 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +107 $1.7K EDGAR
2016-06-16 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +104 $1.7K EDGAR
2016-03-22 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +77 $1.7K EDGAR
2016-02-24 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Mixed -$234.0K EDGAR
2016-02-16 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Mixed +4,508 -$151.5K EDGAR
2016-02-16 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +162 $2.8K EDGAR
2015-12-15 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +162 $2.8K EDGAR
Showing 1120 of 22
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.