Stephen Andrew O'Neill
CIK 1662140 · last filed 2025-12-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.50M
Companies
10
Total Filings
30
Lifetime Open-Market Net
$1.53M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| OPPpC | 10,040 | $10.17 | $102.1K | $0 | 1 | 2025-12-01 | |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | 6,178 | — | — | -$156.8K | 4 | 2025-10-20 | |
| RIVpA | 94,767 | $22.37 | $2.12M | $0 | 1 | 2025-10-14 | |
| RFMZ | 24,065 | $13.42 | $323.0K | $252.8K | 5 | 2025-07-21 | |
| RMMZ | 25,000 | $14.87 | $371.8K | $63.0K | 2 | 2025-07-18 | |
| RMI | 12,000 | $15.34 | $184.1K | -$10.6K | 3 | 2023-02-13 | |
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | 67,929 | — | — | $734.6K | 8 | 2022-01-25 | |
| RMM | 3,500 | $14.60 | $51.1K | -$274 | 2 | 2021-04-21 | |
| OPP | 8,060 | $7.62 | $61.4K | $151.3K | 3 | 2018-01-18 | |
| RIV | 25,000 | $11.59 | $289.8K | $500.0K | 1 | 2015-12-30 |
Recent Filings · Page 3 of 3
30 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-11-12 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Buy (P) | +5,000 | $81.0K | EDGAR |
| 2019-10-24 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Mixed | +15,000 | -$1.3K | EDGAR |
| 2019-07-30 | RMM | Buy (P) | +5,000 | $100.0K | EDGAR |
| 2018-11-09 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Grant (A) | +8,000 | $135.4K | EDGAR |
| 2018-10-29 | RMI | Buy (P) | +10,000 | $200.0K | EDGAR |
| 2018-01-18 | OPP | Buy (P) | +2,500 | $46.0K | EDGAR |
| 2018-01-03 | OPP | Buy (P) | +2,500 | $46.0K | EDGAR |
| 2017-11-28 | OPP | Buy (P) | +3,260 | $59.3K | EDGAR |
| 2017-11-21 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Grant (A) | +2,000 | $39.1K | EDGAR |
| 2015-12-30 | RIV | Buy (P) | +25,000 | $500.0K | EDGAR |
Showing 21–30 of 30
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Page 3 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.