STEPHEN ROMAN

CIK 1667448 · CCO & Secretary · last filed 2025-05-22

STEPHEN ROMAN is a CCO & Secretary who has filed 9 SEC Form 4 insider transactions across 1 company since 2021. The most recent filing shows the insider bought $5.7K of CION on May 22, 2025. Across all open-market trades the lifetime net is +$111.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $90.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$90.0K

Companies

1

Total Filings

9

Lifetime Open-Market Net

$111.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CION CCO & Secretary 12,890 $6.98 $90.0K $111.9K 9 2025-05-22

Recent Filings

9 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2025-05-22 CION Buy (P) +600 $5.7K EDGAR
2025-03-18 CION Buy (P) +455 $5.0K EDGAR
2024-11-21 CION Buy (P) +435 $5.0K EDGAR
2024-08-21 CION Buy (P) +450 $5.5K EDGAR
2024-05-22 CION Buy (P) +400 $5.0K EDGAR
2024-04-01 CION Buy (P) +450 $5.0K EDGAR
2023-05-16 CION Buy (P) +1,100 $10.2K EDGAR
2022-08-17 CION Buy (P) +3,000 $30.7K EDGAR
2021-11-18 CION Buy (P) +3,000 $40.0K EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.