ANDY YEN

CIK 1668217 · Executive Vice President · last filed 2021-03-10

ANDY YEN is an Executive Vice President who has filed 10 SEC Form 4 insider transactions across 1 company since 2016. The most recent filing, for EWBC, was dated Mar 10, 2021. Across all open-market trades the lifetime net is +$50.6K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $9.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$9.10M

Companies

1

Total Filings

10

Lifetime Open-Market Net

$50.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
EWBC	Executive Vice President	67,679	$134.52	$9.10M	$50.6K	10	2021-03-10

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2021-03-10	EWBC	Mixed	+3,670	-$153.2K	EDGAR
2020-03-04	EWBC	Mixed	+5,601	-$125.3K	EDGAR
2020-01-28	EWBC	Grant (A)	+41	$2.0K	EDGAR
2019-08-29	EWBC	Buy (P)	+1,300	$50.6K	EDGAR
2019-03-05	EWBC	Mixed	+9,981	-$257.7K	EDGAR
2019-02-05	EWBC	Grant (A)	+39	$2.0K	EDGAR
2018-03-12	EWBC	Mixed	+4,623	-$149.9K	EDGAR
2018-02-21	EWBC	Grant (A)	+30	$0	EDGAR
2017-03-09	EWBC	Mixed	+4,386	-$131.6K	EDGAR
2016-03-09	EWBC	Mixed	+4,339	-$72.5K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.