Nicole Frances Dubas Schaltenbrand
CIK 1669323 · CFO and Treasurer · last filed 2025-11-21
Nicole Frances Dubas Schaltenbrand is a CFO and Treasurer who has filed 7 SEC Form 4 insider transactions across 3 companies since 2018. The most recent filing shows the insider bought $10.0K of GLAD on Nov 21, 2025. Across all open-market trades the lifetime net is +$39.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $72.0K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$72.0K
3
7
$39.8K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GLAD | CFO and Treasurer | 3,713 | $19.39 | $72.0K | $12.5K | 2 | 2025-11-21 |
| GLADSTONE CAPITAL CORP (GLADL) Delisted | CFO and Treasurer | 3,738 | $24.99 | $93.4K | $10.3K | 3 | 2020-03-17 |
| GLADSTONE CAPITAL CORP (GLADN) Delisted | CFO and Treasurer | 1,994 | — | — | $17.0K | 2 | 2018-11-21 |
Recent Filings
7 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-11-21 | GLAD | Buy (P) | +496 | $10.0K | EDGAR |
| 2022-02-23 | GLAD | Buy (P) | +230 | $2.5K | EDGAR |
| 2020-03-17 | GLADSTONE CAPITAL CORP (GLADL) Delisted | Buy (P) | +763 | $5.0K | EDGAR |
| 2020-03-13 | GLADSTONE CAPITAL CORP (GLADL) Delisted | Buy (P) | +476 | $3.3K | EDGAR |
| 2020-03-10 | GLADSTONE CAPITAL CORP (GLADL) Delisted | Buy (P) | +254 | $2.0K | EDGAR |
| 2018-11-21 | GLADSTONE CAPITAL CORP (GLADN) Delisted | Buy (P) | +582 | $5.0K | EDGAR |
| 2018-02-09 | GLADSTONE CAPITAL CORP (GLADN) Delisted | Buy (P) | +1,329 | $12.0K | EDGAR |