Richard J Rothberg
CIK 1680902 · General Counsel & Secretary · last filed 2026-06-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$64.25M
Companies
3
Total Filings
38
Lifetime Open-Market Net
-$135.43M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DELL | General Counsel & Secretary | 162,415 | $395.57 | $64.25M | -$37.78M | 14 | 2026-06-04 |
| Dell Technologies Inc. (DELLw) Delisted | General Counsel & Secretary | 99,967 | — | — | -$97.32M | 23 | 2021-09-07 |
| Dell Technologies Inc. (DVMT) Delisted | General Counsel & Secretary | 50,697 | — | — | -$327.1K | 1 | 2017-05-02 |
Recent Filings · Page 4 of 4
38 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-10-30 | Dell Technologies Inc. (DELLw) Delisted | Mixed | — | -$5.39M | EDGAR |
| 2019-09-05 | Dell Technologies Inc. (DELLw) Delisted | Mixed | — | -$5.29M | EDGAR |
| 2019-07-02 | Dell Technologies Inc. (DELLw) Delisted | Mixed | — | -$2.74M | EDGAR |
| 2019-07-01 | Dell Technologies Inc. (DELLw) Delisted | Mixed | — | -$2.63M | EDGAR |
| 2019-06-24 | Dell Technologies Inc. (DELLw) Delisted | Conv (C) | +15,422 | $0 | EDGAR |
| 2019-03-19 | Dell Technologies Inc. (DELLw) Delisted | Grant (A) | +21,006 | $0 | EDGAR |
| 2019-01-02 | Dell Technologies Inc. (DELLw) Delisted | Other (J) | +56 | $0 | EDGAR |
| 2017-05-02 | Dell Technologies Inc. (DVMT) Delisted | Mixed | — | -$327.1K | EDGAR |
Showing 31–38 of 38
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Page 4 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.