Richard J Rothberg

CIK 1680902 · General Counsel & Secretary · last filed 2026-06-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$64.25M

Companies

3

Total Filings

38

Lifetime Open-Market Net

-$135.43M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DELL General Counsel & Secretary 162,415 $395.57 $64.25M -$37.78M 14 2026-06-04
Dell Technologies Inc. (DELLw) Delisted General Counsel & Secretary 99,967 -$97.32M 23 2021-09-07
Dell Technologies Inc. (DVMT) Delisted General Counsel & Secretary 50,697 -$327.1K 1 2017-05-02

Recent Filings · Page 3 of 4

38 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-02-09 Dell Technologies Inc. (DELLw) Delisted Mixed -$11.76M EDGAR
2021-01-08 Dell Technologies Inc. (DELLw) Delisted Mixed -$5.44M EDGAR
2020-12-30 Dell Technologies Inc. (DELLw) Delisted Mixed -$8.05M EDGAR
2020-10-16 Dell Technologies Inc. (DELLw) Delisted Mixed -$3.63M EDGAR
2020-08-24 Dell Technologies Inc. (DELLw) Delisted Grant (A) +50,284 $0 EDGAR
2020-07-22 Dell Technologies Inc. (DELLw) Delisted Mixed -$3.01M EDGAR
2020-05-28 Dell Technologies Inc. (DELLw) Delisted Mixed -$4.43M EDGAR
2020-05-26 Dell Technologies Inc. (DELLw) Delisted Mixed -$31.3K EDGAR
2020-03-17 Dell Technologies Inc. (DELLw) Delisted Mixed +34,940 -$61.7K EDGAR
2019-12-31 Dell Technologies Inc. (DELLw) Delisted Mixed -$5.28M EDGAR
Showing 2130 of 38
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.