Richard J Rothberg

CIK 1680902 · General Counsel & Secretary · last filed 2026-06-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$64.25M

Companies

3

Total Filings

38

Lifetime Open-Market Net

-$135.43M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DELL General Counsel & Secretary 162,415 $395.57 $64.25M -$37.78M 14 2026-06-04
Dell Technologies Inc. (DELLw) Delisted General Counsel & Secretary 99,967 -$97.32M 23 2021-09-07
Dell Technologies Inc. (DVMT) Delisted General Counsel & Secretary 50,697 -$327.1K 1 2017-05-02

Recent Filings · Page 2 of 4

38 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-08-23 DELL Tax (F) −11,683 -$556.9K EDGAR
2022-04-11 DELL Sell (S) −64,892 -$3.08M EDGAR
2022-03-25 DELL Sell (S) −64,895 -$3.41M EDGAR
2022-03-17 DELL Mixed +105,350 -$962.5K EDGAR
2021-09-07 Dell Technologies Inc. (DELLw) Delisted Sell (S) −6,099 -$591.8K EDGAR
2021-08-24 Dell Technologies Inc. (DELLw) Delisted Tax (F) −3,958 -$380.8K EDGAR
2021-07-02 Dell Technologies Inc. (DELLw) Delisted Sell (S) −30,000 -$3.01M EDGAR
2021-06-03 Dell Technologies Inc. (DELLw) Delisted Sell (S) −30,000 -$3.05M EDGAR
2021-03-19 Dell Technologies Inc. (DELLw) Delisted Mixed -$13.53M EDGAR
2021-03-17 Dell Technologies Inc. (DELLw) Delisted Mixed +8,246 -$671.9K EDGAR
Showing 1120 of 38
Page 2 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.