Richard J Rothberg
CIK 1680902 · General Counsel & Secretary · last filed 2026-06-04
Richard J Rothberg is a General Counsel & Secretary who has filed 38 SEC Form 4 insider transactions across 3 companies since 2017. The most recent filing, for DELL, was dated Jun 4, 2026. Across all open-market trades the lifetime net is −$135.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $64.2M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$64.25M
3
38
-$135.43M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DELL | General Counsel & Secretary | 162,415 | $395.57 | $64.25M | -$37.78M | 14 | 2026-06-04 |
| Dell Technologies Inc. (DELLw) Delisted | General Counsel & Secretary | 99,967 | — | — | -$97.32M | 23 | 2021-09-07 |
| Dell Technologies Inc. (DVMT) Delisted | General Counsel & Secretary | 50,697 | — | — | -$327.1K | 1 | 2017-05-02 |
Recent Filings
38 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-04 | DELL | Gift (G) | −6,450 | $0 | EDGAR |
| 2026-03-17 | DELL | Mixed | +88,937 | -$1.69M | EDGAR |
| 2025-06-05 | DELL | Sell (S) | −70,165 | -$7.64M | EDGAR |
| 2025-03-18 | DELL | Mixed | +63,257 | -$1.09M | EDGAR |
| 2024-04-10 | DELL | Sell (S) | −93,954 | -$12.49M | EDGAR |
| 2024-03-19 | DELL | Mixed | +80,891 | -$1.37M | EDGAR |
| 2023-09-08 | DELL | Sell (S) | −30,009 | -$2.04M | EDGAR |
| 2023-08-23 | DELL | Tax (F) | −19,471 | -$1.07M | EDGAR |
| 2023-04-20 | DELL | Sell (S) | −200,958 | -$9.12M | EDGAR |
| 2023-03-17 | DELL | Mixed | +201,808 | -$625.7K | EDGAR |