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Richard J Rothberg

CIK 1680902 · General Counsel & Secretary · last filed 2026-06-17

Richard J Rothberg is a General Counsel & Secretary who has filed 44 SEC Form 4 insider transactions across 2 companies since 2017. The most recent filing shows the insider sold $8.2M of DELL on Jun 17, 2026. Across all open-market trades the lifetime net is −$143.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $74.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$74.65M

Companies

2

Total Filings

44

Lifetime Open-Market Net

-$143.63M

Filer Profile

Reported Address
ONE DELL WAY
ROUND ROCK, TX 78682
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DELL General Counsel & Secretary 142,415 $524.14 $74.65M -$143.30M 38 2026-06-17
Dell Technologies Inc. (DVMT) Delisted General Counsel & Secretary 50,697 — — -$327.1K 1 2017-05-02

Recent Filings

44 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-17 DELL Sell (S) −20,000 -$8.20M EDGAR
2026-06-15 DELL Notice (144) −20,000 -$8.20M EDGAR
2026-06-04 DELL Gift (G) −6,450 $0 EDGAR
2026-03-17 DELL Mixed +88,937 -$1.69M EDGAR
2025-06-05 DELL Sell (S) −70,165 -$7.64M EDGAR
2025-06-03 DELL Notice (144) −70,165 -$7.64M EDGAR
2025-03-18 DELL Mixed +63,257 -$1.09M EDGAR
2024-04-10 DELL Sell (S) −93,954 -$12.49M EDGAR
2024-04-08 DELL Notice (144) −93,954 -$12.49M EDGAR
2024-03-19 DELL Mixed +80,891 -$1.37M EDGAR
Showing 1–10 of 44
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.