David L Finkelstein
CIK 1688537 · CEO and Co-CIO · last filed 2026-04-30
David L Finkelstein is a CEO and Co-CIO who has filed 32 SEC Form 4 insider transactions across 6 companies since 2016. The most recent filing shows the insider sold $1.1M of NLY on Apr 30, 2026. Across all open-market trades the lifetime net is −$5.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $65.1M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$65.06M
6
32
-$5.21M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NLY | CEO and Co-CIO | 783,763 | $22.00 | $17.24M | -$1.14M | 1 | 2026-04-30 |
| NLYpJ | CEO and Co-CIO | 833,763 | $25.48 | $21.24M | -$2.21M | 4 | 2026-02-27 |
| NLYpI | CEO and Co-CIO | 743,430 | $25.45 | $18.92M | -$5.09M | 23 | 2025-08-05 |
| ANNALY CAPITAL MANAGEMENT INC (NLYpH.CL) Delisted | Chief Investment Officer | 0 | — | — | $955.7K | 2 | 2019-05-31 |
| NLYpF | Chief Investment Officer | 300,000 | $25.51 | $7.65M | $1.25M | 1 | 2017-09-01 |
| ANNALY CAPITAL MANAGEMENT INC (NLYpE) Delisted | Chief Investment Officer | 200,000 | — | — | $1.03M | 1 | 2016-11-07 |
Recent Filings
32 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-04-30 | NLY | Sell (S) | −50,000 | -$1.14M | EDGAR |
| 2026-02-27 | NLYpJ | Mixed | +145,629 | $3.35M | EDGAR |
| 2026-02-19 | NLYpJ | Sell (S) | −50,000 | -$1.16M | EDGAR |
| 2026-02-03 | NLYpJ | Mixed | +13,087 | $301.1K | EDGAR |
| 2025-11-04 | NLYpJ | Sell (S) | −50,000 | -$1.06M | EDGAR |
| 2025-08-05 | NLYpI | Sell (S) | −50,000 | -$1.04M | EDGAR |
| 2025-05-06 | NLYpI | Sell (S) | −50,000 | -$963.5K | EDGAR |
| 2025-02-27 | NLYpI | Mixed | +98,438 | -$2.64M | EDGAR |
| 2025-02-11 | NLYpI | Sell (S) | −50,000 | -$1.03M | EDGAR |
| 2025-02-04 | NLYpI | Mixed | +120,022 | $2.45M | EDGAR |