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David L Finkelstein

CIK 1688537 · CEO and Co-CIO · last filed 2026-08-04

David L Finkelstein is a CEO and Co-CIO who has filed 41 SEC Form 4 insider transactions across 1 company since 2016. The most recent filing shows the insider sold $1.1M of NLY on Aug 4, 2026. Across all open-market trades the lifetime net is −$6.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $17.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$17.21M

Companies

1

Total Filings

41

Lifetime Open-Market Net

-$6.36M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NLY CEO and Co-CIO 761,012 $22.62 $17.21M -$6.36M 33 2026-08-04

Recent Filings

41 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-08-04 NLY Sell (S) −50,000 -$1.14M EDGAR
2026-08-03 NLY Notice (144) −98,223 -$2.23M EDGAR
2026-04-30 NLY Sell (S) −50,000 -$1.14M EDGAR
2026-02-27 NLY Mixed +145,629 $3.35M EDGAR
2026-02-19 NLY Sell (S) −50,000 -$1.16M EDGAR
2026-02-18 NLY Notice (144) −100,000 -$2.30M EDGAR
2026-02-03 NLY Mixed +13,087 $301.1K EDGAR
2025-11-04 NLY Sell (S) −50,000 -$1.06M EDGAR
2025-08-05 NLY Sell (S) −50,000 -$1.04M EDGAR
2025-08-04 NLY Notice (144) −100,000 -$2.05M EDGAR
Showing 1–10 of 41
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.