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Gen IV Investment Opportunities, LLC

CIK 1697367 · last filed 2024-05-15

Gen IV Investment Opportunities, LLC is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2021. The most recent filing, for BATL, was dated Mar 25, 2026. Across all open-market trades the lifetime net is −$126.9M, making them a net seller over the disclosed history. The firm reports its address in New York, NY. 12 SEC filings were submitted jointly with LSP Generation IV, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

5

Lifetime Open-Market Net

-$126.86M

Filer Profile

Reported Address
250 WEST 55TH STREET
31ST FL
NEW YORK, NY 10019
Phone
(732) 867-5858
State of Incorporation
DE
Related Filers
LSP Generation IV, LLC — 12 joint filings, latest 2026-08-07
LSP Investment Advisors, LLC — 12 joint filings, latest 2026-08-07
Paul Segal — 2 joint filings, latest 2026-08-07
GLAZER CAPITAL, LLC — same reported address
Platinum Management (NY) LLC — same reported address
Platinum Partners Value Arbitrage Fund, LP — same reported address
Redwood Capital Management Holdings, LP — same reported address
Sachem Head Capital Management LP — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BATL Director — $1.05 — $0 3 2024-05-15
GOODRICH PETROLEUM CORP (GDP) Delisted Director 0 $23.02 $0 -$126.86M 1 2021-11-22

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-03-25 BATL Notice (144) −2,369,769 -$21.66M EDGAR
2024-05-15 BATL Grant (A) — $0 EDGAR
2024-03-29 BATL Grant (A) — $0 EDGAR
2023-12-19 BATL Grant (A) — $0 EDGAR
2021-11-22 GOODRICH PETROLEUM CORP (GDP) Delisted Sell (S) −5,515,530 -$126.86M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.