Carolyn R Bertozzi
CIK 1698766 · last filed 2026-06-18
Carolyn R Bertozzi is a corporate insider who has filed 17 SEC Form 4 insider transactions across 3 companies since 2017. The most recent filing, for OABIW, was dated Jun 18, 2026. Current disclosed insider exposure totals $7.2M across reported positions. 6 SEC filings were submitted jointly with LILLY & Co ELI.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$7.20M
3
17
$0
Filer Profile
EMERYVILLE, CA 94608
Holdings By Company
Recent Filings
17 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-18 | OABIW | Mixed | +20,000 | $0 | EDGAR |
| 2025-11-03 | OABIW | Exer (M) | +17,769 | $0 | EDGAR |
| 2025-06-18 | OABIW | Mixed | +20,000 | $0 | EDGAR |
| 2025-05-12 | ALNY | Grant (A) | +775 | $0 | EDGAR |
| 2024-11-01 | OABIW | Exer (M) | +17,769 | $0 | EDGAR |
| 2024-06-21 | OABIW | Mixed | +20,000 | $0 | EDGAR |
| 2024-05-20 | ALNY | Grant (A) | — | $0 | EDGAR |
| 2023-11-01 | OABIW | Exer (M) | +17,770 | $0 | EDGAR |
| 2023-06-27 | OABIW | Grant (A) | — | $0 | EDGAR |
| 2023-01-09 | ALNY | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.