SETH P BERNSTEIN
CIK 1705584 · See Remarks · last filed 2026-06-10
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$33.20M
Companies
3
Total Filings
81
Lifetime Open-Market Net
-$11.94M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 8 of 9
81 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-03-18 | AWF | Buy (P) | +9,800 | $77.8K | EDGAR |
| 2020-03-16 | AB | Buy (P) | +15,000 | $354.9K | EDGAR |
| 2020-03-16 | AWF | Buy (P) | +15,000 | $160.5K | EDGAR |
| 2020-02-28 | EQH | Grant (A) | +10,786 | $0 | EDGAR |
| 2020-02-19 | EQH | Tax (F) | −1,987 | -$53.5K | EDGAR |
| 2019-12-12 | AB | Grant (A) | +139,130 | $4.00M | EDGAR |
| 2019-02-19 | EQH | Grant (A) | +13,341 | $0 | EDGAR |
| 2018-12-31 | AB | Grant (A) | +149,868 | $4.00M | EDGAR |
| 2018-12-26 | AWF | Buy (P) | +10,000 | $101.9K | EDGAR |
| 2018-05-11 | EQH | Mixed | +22,500 | $80.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.