Russ M Herman

CIK 1709858 · last filed 2022-12-21

Russ M Herman is a corporate insider who has filed 9 SEC Form 4 insider transactions across 1 company since 2018. The most recent filing, for ESQ, was dated Dec 21, 2022. Current disclosed insider exposure totals $8.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$8.41M

Companies

1

Total Filings

9

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ESQ	Director	69,396	$121.25	$8.41M	$0	9	2022-12-21

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2022-12-21	ESQ	Grant (A)	—	$0	EDGAR
2021-12-13	ESQ	Grant (A)	—	$0	EDGAR
2021-03-16	ESQ	Mixed	+18,876	$13	EDGAR
2020-12-18	ESQ	Grant (A)	—	$0	EDGAR
2020-01-06	ESQ	Exer (M)	+2,000	$25.0K	EDGAR
2019-12-23	ESQ	Grant (A)	+1,000	$0	EDGAR
2018-12-21	ESQ	Grant (A)	—	$0	EDGAR
2018-02-07	ESQ	Grant (A)	+2,500	$0	EDGAR
2018-01-11	ESQ	Exer (M)	+5,000	$50.0K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.