David J. Oberto

CIK 1710865 · last filed 2023-10-06

David J. Oberto is a corporate insider who has filed 6 SEC Form 4 insider transactions across 3 companies since 2017. The most recent filing shows the insider disposed of $423 of NCV on Oct 6, 2023. Across all open-market trades the lifetime net is +$30.1K, making them a net buyer over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

3

Total Filings

6

Lifetime Open-Market Net

$30.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NCV 0 $16.73 $0 $0 1 2023-10-06
Virtus Convertible & Income 2024 Target Term Fund (CBH) Delisted 0 $9.19 $0 $30.1K 4 2023-10-06
ACV 0 $27.25 $0 $0 1 2023-10-05

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-10-06 NCV Disp (D) −138 -$423 EDGAR
2023-10-06 Virtus Convertible & Income 2024 Target Term Fund (CBH) Delisted Disp (D) −4,618 -$39.8K EDGAR
2023-10-05 ACV Disp (D) −1,293 -$23.6K EDGAR
2017-10-30 Virtus Convertible & Income 2024 Target Term Fund (CBH) Delisted Buy (P) +2,000 $19.3K EDGAR
2017-08-24 Virtus Convertible & Income 2024 Target Term Fund (CBH) Delisted Buy (P) +1,000 $9.7K EDGAR
2017-08-21 Virtus Convertible & Income 2024 Target Term Fund (CBH) Delisted Buy (P) +100 $975 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.