Richard L. Cox

CIK 1713670 · Executive Vice President & CFO · last filed 2020-06-17

Richard L. Cox is an Executive Vice President & CFO who has filed 10 SEC Form 4 insider transactions across 1 company since 2017. The most recent filing shows the insider bought $1.0M of CNNE on Jun 17, 2020. Across all open-market trades the lifetime net is +$1.6M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.10M

Companies

1

Total Filings

10

Lifetime Open-Market Net

$1.55M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CNNE	Executive Vice President & CFO	141,884	$14.78	$2.10M	$1.55M	10	2020-06-17

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-06-17	CNNE	Buy (P)	+26,667	$1.00M	EDGAR
2019-12-02	CNNE	Tax (F)	−1,733	-$66.6K	EDGAR
2019-11-19	CNNE	Tax (F)	−1,192	-$42.4K	EDGAR
2019-09-23	CNNE	Buy (P)	+3,699	$100.1K	EDGAR
2018-11-29	CNNE	Tax (F)	−1,733	-$30.3K	EDGAR
2018-11-20	CNNE	Buy (P)	+25,000	$450.0K	EDGAR
2018-11-19	CNNE	Grant (A)	+14,683	$0	EDGAR
2018-05-16	CNNE	Grant (A)	+44,636	$0	EDGAR
2017-11-30	CNNE	Grant (A)	+13,211	$0	EDGAR
2017-11-21	CNNE	Other (J)	+18,646	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.