John Yogi Spence

CIK 1718133 · Adviser Personnel · last filed 2026-06-10

John Yogi Spence is an Adviser Personnel who has filed 63 SEC Form 4 insider transactions across 4 companies since 2018. Across all open-market trades the lifetime net is +$548.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $10.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$10.51M

Companies

4

Total Filings

63

Lifetime Open-Market Net

$548.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XFLT Vice President 572,383 $17.93 $10.26M -$100.9K 36 2026-02-19
XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Vice President 562,056 $24.99 $14.04M $482.4K 22 2025-02-21
MCN 2,500 $5.75 $14.4K $16.6K 1 2024-12-19
AIRJW 10%+ Owner 215,292 $1.09 $234.7K $150.0K 1 2024-10-21

Recent Filings

63 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-06-10 Buy (P) +300,000 $0
2026-02-19 XFLT Buy (P) +5,000 $19.5K EDGAR
2025-12-30 XFLT Gift (G) −7,811 $0 EDGAR
2025-02-21 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +2,000 $12.8K EDGAR
2025-02-19 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +3,000 $19.2K EDGAR
2025-01-13 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Other (J) −6,052 $0 EDGAR
2025-01-07 Buy (P) +1,026 $26.5K
2025-01-03 Buy (P) +1,026 $26.5K
2024-12-20 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +2,000 $13.0K EDGAR
2024-12-19 MCN Buy (P) +2,500 $16.6K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.