Theodore J Brombach
CIK 1718218 · President and CEO · last filed 2026-06-10
Theodore J Brombach is a President and CEO who has filed 48 SEC Form 4 insider transactions across 3 companies since 2018. Across all open-market trades the lifetime net is +$132.8M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $10.8M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$10.80M
3
48
$132.78M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| XFLT | President & CEO | 555,106 | $17.93 | $9.95M | $132.27M | 32 | 2025-12-30 |
| XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | President & CEO | 527,155 | $24.99 | $13.17M | $511.7K | 12 | 2025-01-16 |
| AIRJW | Director | 773,066 | $1.09 | $842.6K | $0 | 3 | 2024-10-21 |
Recent Filings
48 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-10 | — | Buy (P) | +300,000 | $0 | |
| 2025-12-30 | XFLT | Gift (G) | −7,811 | $0 | EDGAR |
| 2025-01-16 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Other (J) | −6,052 | $0 | EDGAR |
| 2024-10-21 | AIRJW | Other (J) | −5,162,034 | $0 | EDGAR |
| 2024-07-26 | AIRJW | Other (J) | −324,118 | $0 | EDGAR |
| 2024-05-10 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Buy (P) | +6,867 | $49.0K | EDGAR |
| 2024-03-20 | AIRJW | Mixed | +13,980,056 | $0 | EDGAR |
| 2023-12-13 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Mixed | −4,584 | $5.8K | EDGAR |
| 2023-12-06 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Buy (P) | +6,000 | $41.3K | EDGAR |
| 2023-11-16 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Buy (P) | +289 | $2.0K | EDGAR |