Theodore J Brombach
CIK 1718218 · President and CEO · last filed 2026-06-10
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$10.80M
Companies
3
Total Filings
48
Lifetime Open-Market Net
$132.78M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| XFLT | President & CEO | 555,106 | $17.93 | $9.95M | $132.27M | 32 | 2025-12-30 |
| XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | President & CEO | 527,155 | $24.99 | $13.17M | $511.7K | 12 | 2025-01-16 |
| AIRJW | Director | 773,066 | $1.09 | $842.6K | $0 | 3 | 2024-10-21 |
Recent Filings · Page 2 of 5
48 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-11-15 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Buy (P) | +3,050 | $20.3K | EDGAR |
| 2022-11-14 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Buy (P) | +2,000 | $13.3K | EDGAR |
| 2022-11-09 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Buy (P) | +6,000 | $39.1K | EDGAR |
| 2022-11-09 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Buy (P) | +4,000 | $25.5K | EDGAR |
| 2022-11-09 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Buy (P) | +6,000 | $39.1K | EDGAR |
| 2022-11-04 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Buy (P) | +4,000 | $25.5K | EDGAR |
| 2021-07-22 | XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted | Buy (P) | +29,500 | $250.8K | EDGAR |
| 2020-03-18 | XFLT | Buy (P) | +2,000 | $9.0K | EDGAR |
| 2020-01-14 | XFLT | Buy (P) | +1,221 | $10.0K | EDGAR |
| 2020-01-13 | XFLT | Buy (P) | +1,221 | $10.0K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.