John Yogi Spence

CIK 1718133 · Adviser Personnel · last filed 2026-06-10

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$10.51M

Companies

4

Total Filings

63

Lifetime Open-Market Net

$548.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XFLT Vice President 572,383 $17.93 $10.26M -$100.9K 36 2026-02-19
XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Vice President 562,056 $24.99 $14.04M $482.4K 22 2025-02-21
MCN 2,500 $5.75 $14.4K $16.6K 1 2024-12-19
AIRJW 10%+ Owner 215,292 $1.09 $234.7K $150.0K 1 2024-10-21

Recent Filings · Page 3 of 7

63 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-11-09 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +6,000 $39.1K EDGAR
2022-11-09 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +6,000 $39.1K EDGAR
2022-11-09 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +4,000 $25.5K EDGAR
2022-11-04 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +4,000 $25.5K EDGAR
2022-09-23 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +3,000 $18.7K EDGAR
2022-09-02 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +2,000 $14.0K EDGAR
2022-08-22 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +3,000 $21.5K EDGAR
2021-12-20 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +4,000 $34.1K EDGAR
2021-07-21 XAI Octagon Floating Rate & Alternative Income Trust (XFLTpA) Delisted Buy (P) +10,000 $85.0K EDGAR
2020-03-16 XFLT Buy (P) +3,000 $17.1K EDGAR
Showing 2130 of 63
Page 3 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.