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Richard Ruben

CIK 1720535 · last filed 2021-03-23

Richard Ruben is a corporate insider who has filed 12 SEC Form 4 insider transactions across 2 companies since 2017. Across all open-market trades the lifetime net is +$229.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.19M

Companies

2

Total Filings

12

Lifetime Open-Market Net

$229.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
OCSL Director 101,625 $11.69 $1.19M $84.5K 4 2021-03-23
Oaktree Specialty Lending Corp (OSLE) Delisted Director 30,250 — — $145.3K 2 2017-12-15

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-03-23 — Disp (D) −40,667 $0
2021-03-23 OCSL Grant (A) +54,375 $0 EDGAR
2020-09-04 OCSL Buy (P) +10,000 $49.6K EDGAR
2020-08-20 OCSL Buy (P) +5,000 $24.9K EDGAR
2020-08-19 OCSL Buy (P) +2,000 $10.1K EDGAR
2020-03-11 — Buy (P) +10,000 $76.8K
2018-09-18 — Buy (P) +2,667 $22.7K
2018-03-02 — Buy (P) +5,000 $39.3K
2017-12-15 — Buy (P) +14,650 $125.3K
2017-12-15 Oaktree Specialty Lending Corp (OSLE) Delisted Buy (P) +15,700 $75.2K EDGAR
Showing 1–10 of 12
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.