JAMES BRADLEY ROSS

CIK 1723036 · See Remarks · last filed 2017-12-20

JAMES BRADLEY ROSS is a corporate insider who has filed 1 SEC Form 4 insider transactions across 1 company since 2017. The most recent filing shows the insider sold $144.7K of HFRO on Dec 20, 2017. Across all open-market trades the lifetime net is −$144.7K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $272.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$272.4K

Companies

1

Total Filings

1

Lifetime Open-Market Net

-$144.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HFRO See Remarks 37,726 $7.22 $272.4K -$144.7K 1 2017-12-20

Recent Filings

1 filing
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-12-20 HFRO Sell (S) −9,431 -$144.7K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.