Kathryn Fahy

CIK 1729765 · SVP and CFO · last filed 2026-09-22

Kathryn Fahy is a SVP and CFO who has filed 35 SEC Form 4 insider transactions across 2 companies since 2018. The most recent filing, for HNNA, was dated Sep 22, 2026. Across all open-market trades the lifetime net is −$295.7K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $913.4K across reported positions. 3 Form 144 notices of planned sales are also on file; the latest, for HNNA on May 11, 2026, lists the filer as an officer.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$913.4K

Companies

Total Filings

Lifetime Open-Market Net

-$295.7K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

HNNAZ price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

7250 REDWOOD BOULEVARD, SUITE 200
NOVATO, CA 94945

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count in each company: direct shares plus every indirect holder (trusts, LLCs, partnerships, family members) on the latest Form 4 that lists them. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
HNNA	SVP and CFO	89,993	$10.15	$913.4K	$0	18	2026-09-22
HENNESSY ADVISORS INC (HNNAZ) Delisted	SVP and CFO	77,493	$24.90	$1.93M	-$295.7K	14	2026-05-12

Holdings By Holder

Who holds the shares on record: the insider directly, and each trust, LLC, partnership or family member reported as an indirect holder on the latest Form 4 that lists them. Holder names come from the filing's footnotes. Rows under No longer reported appeared on earlier filings but not the latest one, usually because the holder was emptied or folded into another; they are not counted in the total.

Symbol	Holder	Shares	Share of Total	Reported
HNNA	Direct	73,188	81.3%	2026-09-22
	By Spouse	16,804	18.7%	2021-09-21
	Total	89,993
HNNAZ	Direct	60,688	78.3%	2026-05-12
	By Spouse	16,804	21.7%	2022-05-26
	Total	77,493

Recent Filings

35 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144, so not all of them end in a sale. Under each notice: the role the filer ticked on it, and whether a sale followed (a Form 4 sale within 30 days, or a sale listed on a later notice).

Filed	Symbol	Action	Net Shares	Net $	Link
2026-09-22	HNNA	Mixed	+8,242	-$44.2K	EDGAR
2026-05-12	HENNESSY ADVISORS INC (HNNAZ) Delisted	Sell (S)	−10,000	-$100.0K	EDGAR
2026-05-11	HNNA	Notice (144) Officer · Planned May 11, 2026 Sold: Form 4 filed May 12, 2026	−10,000	-$101.6K	EDGAR
2025-12-11	HENNESSY ADVISORS INC (HNNAZ) Delisted	Gift (G)	−2,000	$0	EDGAR
2025-09-19	HENNESSY ADVISORS INC (HNNAZ) Delisted	Mixed	+8,478	-$44.6K	EDGAR
2025-05-14	HENNESSY ADVISORS INC (HNNAZ) Delisted	Sell (S)	−10,000	-$107.1K	EDGAR
2025-05-13	HNNA	Notice (144) Officer · Planned May 13, 2025 Sold: Form 4 filed May 14, 2025	−10,000	-$108.0K	EDGAR
2025-02-27	HNNA	Notice (144) Officer · Planned Feb 27, 2025 Sold: Form 4 filed Feb 27, 2025	−8,000	-$88.0K	EDGAR
2025-02-27	HENNESSY ADVISORS INC (HNNAZ) Delisted	Sell (S)	−8,000	-$88.6K	EDGAR
2024-09-24	HENNESSY ADVISORS INC (HNNAZ) Delisted	Gift (G)	−2,000	$0	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).