Kathryn Fahy

CIK 1729765 · SVP and CFO · last filed 2026-05-12

Kathryn Fahy is a SVP and CFO who has filed 34 SEC Form 4 insider transactions across 2 companies since 2018. The most recent filing shows the insider sold $100.0K of HNNAZ on May 12, 2026. Across all open-market trades the lifetime net is −$295.7K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $617.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$617.8K

Companies

2

Total Filings

34

Lifetime Open-Market Net

-$295.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HENNESSY ADVISORS INC (HNNAZ) Delisted SVP and CFO 77,493 $24.90 $1.93M -$295.7K 14 2026-05-12
HNNA SVP and CFO 62,087 $9.95 $617.8K $0 17 2021-09-21

Recent Filings

34 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-12 HENNESSY ADVISORS INC (HNNAZ) Delisted Sell (S) −10,000 -$100.0K EDGAR
2026-05-11 HNNA Notice (144) −10,000 -$101.6K EDGAR
2025-12-11 HENNESSY ADVISORS INC (HNNAZ) Delisted Gift (G) −2,000 $0 EDGAR
2025-09-19 HENNESSY ADVISORS INC (HNNAZ) Delisted Mixed +8,478 -$44.6K EDGAR
2025-05-14 HENNESSY ADVISORS INC (HNNAZ) Delisted Sell (S) −10,000 -$107.1K EDGAR
2025-05-13 HNNA Notice (144) −10,000 -$108.0K EDGAR
2025-02-27 HNNA Notice (144) −8,000 -$88.0K EDGAR
2025-02-27 HENNESSY ADVISORS INC (HNNAZ) Delisted Sell (S) −8,000 -$88.6K EDGAR
2024-09-24 HENNESSY ADVISORS INC (HNNAZ) Delisted Gift (G) −2,000 $0 EDGAR
2024-09-19 HENNESSY ADVISORS INC (HNNAZ) Delisted Mixed +8,728 -$38.6K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.