Frank Yocca

CIK 1733272 · Chief Scientific Officer · last filed 2026-06-17

Frank Yocca is a Chief Scientific Officer who has filed 41 SEC Form 4 insider transactions across 1 company since 2018. The most recent filing, for BTAI, was dated Jun 17, 2026. Across all open-market trades the lifetime net is −$3.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $22.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$22.1K

Companies

1

Total Filings

41

Lifetime Open-Market Net

-$3.79M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
BTAI	Chief Scientific Officer	26,210	$0.84	$22.1K	-$3.79M	35	2026-06-17

Recent Filings

41 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-06-17	BTAI	Exer (M)	+35	$0	EDGAR
2026-05-22	BTAI	Mixed	+10,655	-$7.4K	EDGAR
2026-05-20	BTAI	Notice (144)	−6,845	-$7.4K	EDGAR
2026-05-07	BTAI	Exer (M)	+9,000	$0	EDGAR
2026-03-16	BTAI	Exer (M)	+68	$0	EDGAR
2026-01-05	BTAI	Grant (A)	—	$0	EDGAR
2025-12-15	BTAI	Exer (M)	+68	$0	EDGAR
2025-09-16	BTAI	Exer (M)	+68	$0	EDGAR
2025-08-05	BTAI	Grant (A)	—	$0	EDGAR
2025-07-22	BTAI	Grant (A)	+4,375	$0	EDGAR

Showing 1–10 of 41

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.