James L Waters

CIK 1733701 · General Counsel and Secretary · last filed 2026-02-18

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.72M

Companies

4

Total Filings

12

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KEYpL General Counsel and Secretary 92,606 $24.81 $2.30M $0 6 2026-02-18
KEYpK General Counsel and Secretary 20,677 $20.35 $420.8K $0 2 2022-07-08
CFR GEVP and General Counsel $148.00 $0 2 2020-10-29
CULLEN/FROST BANKERS, INC. (CFRpA) Delisted GEVP and General Counsel $0 2 2019-10-31

Recent Filings · Page 2 of 2

12 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-10-31 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Grant (A) $0 EDGAR
2018-10-25 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Grant (A) $0 EDGAR
Showing 1112 of 12
Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.