JAMES O HEARTY

CIK 1735907 · Chief Compliance Officer · last filed 2026-05-18

JAMES O HEARTY is a Chief Compliance Officer who has filed 35 SEC Form 4 insider transactions across 1 company since 2018. The most recent filing, for DVA, was dated May 18, 2026. Across all open-market trades the lifetime net is −$7.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$7.44M

Companies

1

Total Filings

35

Lifetime Open-Market Net

-$7.47M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
DVA	Chief Compliance Officer	41,737	$178.34	$7.44M	-$7.47M	30	2026-05-18

Recent Filings

35 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-05-18	DVA	Mixed	−13,564	-$3.13M	EDGAR
2026-05-15	DVA	Notice (144)	−15,000	-$2.91M	EDGAR
2026-05-08	DVA	Sell (S)	−2,184	-$381.9K	EDGAR
2026-05-06	DVA	Notice (144)	−2,184	-$369.7K	EDGAR
2026-03-17	DVA	Mixed	−10,450	-$1.75M	EDGAR
2026-03-12	DVA	Grant (A)	+22,289	$0	EDGAR
2025-12-05	DVA	Mixed	+260	-$24.0K	EDGAR
2025-07-24	DVA	Sell (S)	−2,351	-$352.6K	EDGAR
2025-07-23	DVA	Notice (144)	−2,351	-$352.6K	EDGAR
2025-03-18	DVA	Mixed	−1,134	-$332.7K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.