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Kathleen M Whalen

CIK 1763910 · SVP & Chief Ethics Officer · last filed 2024-11-18

Kathleen M Whalen is a SVP & Chief Ethics Officer who has filed 35 SEC Form 4 insider transactions across 1 company since 2019. The most recent filing, for HCA, was dated Jan 31, 2025. Across all open-market trades the lifetime net is −$8.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.83M

Companies

1

Total Filings

35

Lifetime Open-Market Net

-$8.15M

Filer Profile

Reported Address
ONE PARK PLAZA
NASHVILLE, TN 37203
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HCA SVP & Chief Ethics Officer 9,454 $405.00 $3.83M -$8.15M 28 2024-11-18

Recent Filings

35 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-01-31 HCA Notice (144) −3,228 -$1.08M EDGAR
2024-11-18 HCA Sell (S) −1,474 -$527.7K EDGAR
2024-11-14 HCA Notice (144) −1,474 -$527.7K EDGAR
2024-11-13 HCA Mixed +1,474 -$343.1K EDGAR
2024-07-31 HCA Notice (144) −2,987 -$1.09M EDGAR
2024-07-31 HCA Mixed −1,864 -$2.45M EDGAR
2024-07-29 HCA Notice (144) −1,864 -$670.9K EDGAR
2024-05-20 HCA Mixed −1,340 -$1.44M EDGAR
2024-05-16 HCA Notice (144) −3,204 -$1.05M EDGAR
2024-02-21 HCA Mixed +2,757 -$315.6K EDGAR
Showing 1–10 of 35
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.