Christopher Finn

CIK 1771467 · Chief Operating Officer · last filed 2024-05-23

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$88.97M

Companies

2

Total Filings

21

Lifetime Open-Market Net

-$16.35M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CG Chief Operating Officer 1,931,167 $46.07 $88.97M -$15.09M 17 2024-05-23
Carlyle Group Inc. (TCGP) Delisted Chief Operating Officer 624,905 -$1.26M 1 2019-08-05

Recent Filings · Page 2 of 3

21 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-02-10 CG Mixed +78,182 -$3.76M EDGAR
2022-02-03 CG Mixed +20,915 -$572.5K EDGAR
2021-11-04 CG Gift (G) −60,000 $0 EDGAR
2021-08-03 CG Sell (S) −41,273 -$2.01M EDGAR
2021-02-10 CG Mixed +37,992 -$1.30M EDGAR
2021-02-03 CG Grant (A) +181,944 $0 EDGAR
2020-08-05 CG Sell (S) −60,733 -$1.69M EDGAR
2020-02-12 CG Mixed +79,236 -$2.43M EDGAR
2020-02-04 CG Grant (A) +64,080 $0 EDGAR
2020-01-03 CG Conv (C) +208,288 $0 EDGAR
Showing 1120 of 21
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.