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Bruce Pfau

CIK 1781412 · last filed 2025-12-12

Bruce Pfau is a corporate insider who has filed 18 SEC Form 4 insider transactions across 1 company since 2019. The most recent filing shows the insider disposed of $20.7K of III on Dec 12, 2025. Across all open-market trades the lifetime net is −$90.7K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $960.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$960.9K

Companies

1

Total Filings

18

Lifetime Open-Market Net

-$90.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
III Director 189,909 $5.06 $960.9K -$90.7K 18 2025-12-12

Recent Filings

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-12-12 III Disp (D) −3,416 -$20.7K EDGAR
2025-12-09 III Mixed +17,906 $108.3K EDGAR
2025-08-14 III Sell (S) −6,000 -$29.9K EDGAR
2024-12-13 III Disp (D) −3,415 -$12.5K EDGAR
2024-12-10 III Mixed +28,994 $108.1K EDGAR
2024-11-22 III Sell (S) −7,692 -$24.9K EDGAR
2023-12-13 III Grant (A) +29,274 $125.0K EDGAR
2023-12-08 III Disp (D) −8,685 -$39.1K EDGAR
2022-12-12 III Disp (D) −9,804 -$49.3K EDGAR
2022-12-08 III Mixed +22,080 $115.7K EDGAR
Showing 1–10 of 18
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.