OI3, LLC
CIK 1798529 · last filed 2021-04-27
OI3, LLC is a corporate insider who has filed 4 SEC Form 4 insider transactions across 1 company since 2020. The most recent filing, for OCCIP, was dated Apr 27, 2021. The firm reports its address in Los Angeles, CA. 5 SEC filings were submitted jointly with RICHARD S RESSLER.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Filer Profile
LOS ANGELES, CA 90010
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| OFS Credit Company, Inc. (OCCIP) Delisted | 10%+ Owner | 519,952 | $25.03 | $13.01M | $0 | 4 | 2021-04-27 |
Recent Filings
4 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-04-27 | OFS Credit Company, Inc. (OCCIP) Delisted | Other (J) | +37,146 | $0 | EDGAR |
| 2021-01-26 | OFS Credit Company, Inc. (OCCIP) Delisted | Other (J) | +40,491 | $0 | EDGAR |
| 2020-10-20 | OFS Credit Company, Inc. (OCCIP) Delisted | Other (J) | +65,550 | $0 | EDGAR |
| 2020-07-21 | OFS Credit Company, Inc. (OCCIP) Delisted | Other (J) | +66,669 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.