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Catherine D. Wood

CIK 1820212 · CEO and CIO · last filed 2026-06-12

Catherine D. Wood is a CEO and CIO who has filed 42 SEC Form 4 insider transactions across 3 companies since 2020. The most recent filing, for NHF, was dated Jun 12, 2026. Across all open-market trades the lifetime net is +$411.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $930.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$930.8K

Companies

3

Total Filings

42

Lifetime Open-Market Net

$411.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Director 53,109 $14.66 $778.6K $147.2K 11 2026-06-12
NXRT Director 16,903 $24.90 $420.9K $98.7K 11 2026-05-27
NREF Director 30,228 $16.87 $509.9K $165.8K 12 2026-04-06

Recent Filings

42 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-12 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Mixed +4,830 $0 EDGAR
2026-06-04 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Grant (A) — $0 EDGAR
2026-05-27 NXRT Exer (M) +3,429 $0 EDGAR
2026-04-07 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Mixed +7,813 $0 EDGAR
2026-04-06 — Mixed +2,202 $0
2026-04-06 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Grant (A) — $0 EDGAR
2026-04-06 NREF Mixed +5,518 $0 EDGAR
2026-04-06 NXRT Grant (A) — $0 EDGAR
2025-06-12 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Grant (A) — $0 EDGAR
2025-05-27 NXRT Grant (A) — $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.