Home

Richard L. Stein

CIK 1831906 · Chief Risk Officer · last filed 2026-06-16

Richard L. Stein is a Chief Risk Officer who has filed 19 SEC Form 4 insider transactions across 2 companies since 2020. The most recent filing shows the insider had shares withheld for taxes covering $332.4K of CFG on Jun 16, 2026. Across all open-market trades the lifetime net is −$724.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$5.77M

Companies

2

Total Filings

19

Lifetime Open-Market Net

-$724.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CFG Chief Risk Officer 84,633 $68.16 $5.77M $0 4 2026-06-16
FIFTH THIRD BANCORP (FITBP) Delisted EVP 44,958 $23.52 $1.06M -$724.8K 15 2023-02-21

Recent Filings

19 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-16 CFG Tax (F) −4,913 -$332.4K EDGAR
2026-03-03 CFG Mixed +663 -$740.0K EDGAR
2025-03-04 CFG Mixed +4,095 -$478.8K EDGAR
2024-03-04 CFG Mixed +18,117 -$324.4K EDGAR
2023-02-21 FIFTH THIRD BANCORP (FITBP) Delisted Tax (F) −1,445 -$53.2K EDGAR
2023-02-16 FIFTH THIRD BANCORP (FITBP) Delisted Grant (A) +8,092 $0 EDGAR
2023-02-14 FIFTH THIRD BANCORP (FITBP) Delisted Tax (F) −1,501 -$55.8K EDGAR
2023-02-07 FIFTH THIRD BANCORP (FITBP) Delisted Tax (F) −2,362 -$88.0K EDGAR
2022-05-19 FIFTH THIRD BANCORP (FITBP) Delisted Tax (F) −409 -$15.1K EDGAR
2022-02-18 FIFTH THIRD BANCORP (FITBP) Delisted Mixed +6,582 -$34.8K EDGAR
Showing 1–10 of 19
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.