Richard L. Stein
CIK 1831906 · Chief Risk Officer · last filed 2026-03-03
Richard L. Stein is a Chief Risk Officer who has filed 18 SEC Form 4 insider transactions across 4 companies since 2020. The most recent filing, for CFGpI, was dated Mar 3, 2026. Across all open-market trades the lifetime net is −$724.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.4M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$7.41M
4
18
-$724.8K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CFGpI | Chief Risk Officer | 89,546 | $25.16 | $2.25M | $0 | 1 | 2026-03-03 |
| CFGpH | Chief Risk Officer | 99,344 | $25.76 | $2.56M | $0 | 1 | 2025-03-04 |
| CFGpE | Chief Risk Officer | 84,788 | $18.15 | $1.54M | $0 | 1 | 2024-03-04 |
| FITBP | EVP | 44,958 | $23.52 | $1.06M | -$724.8K | 15 | 2023-02-21 |
Recent Filings
18 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-03 | CFGpI | Mixed | +663 | -$740.0K | EDGAR |
| 2025-03-04 | CFGpH | Mixed | +4,095 | -$478.8K | EDGAR |
| 2024-03-04 | CFGpE | Mixed | +18,117 | -$324.4K | EDGAR |
| 2023-02-21 | FITBP | Tax (F) | −1,445 | -$53.2K | EDGAR |
| 2023-02-16 | FITBP | Grant (A) | +8,092 | $0 | EDGAR |
| 2023-02-14 | FITBP | Tax (F) | −1,501 | -$55.8K | EDGAR |
| 2023-02-07 | FITBP | Tax (F) | −2,362 | -$88.0K | EDGAR |
| 2022-05-19 | FITBP | Tax (F) | −409 | -$15.1K | EDGAR |
| 2022-02-18 | FITBP | Mixed | +6,582 | -$34.8K | EDGAR |
| 2022-02-15 | FITBP | Tax (F) | −1,501 | -$72.9K | EDGAR |