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Catherine R Clay

CIK 1853497 · CEO, S&P Dow Jones Indices · last filed 2026-05-04

Catherine R Clay is a CEO, S&P Dow Jones Indices who has filed 27 SEC Form 4 insider transactions across 3 companies since 2021. The most recent filing shows the insider bought $1.1M of SPGI on May 4, 2026. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.06M

Companies

3

Total Filings

27

Lifetime Open-Market Net

-$1.08M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SPGI CEO, S&P Dow Jones Indices 2,500 $411.93 $1.03M $1.08M 2 2026-05-04
JLL Director 993 $355.03 $352.5K $0 3 2025-10-01
CBOE EVP, GLOBAL DERIVATIVES 2,183 $310.23 $677.2K -$2.16M 16 2025-07-17

Recent Filings

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-04 SPGI Buy (P) +2,500 $1.08M EDGAR
2026-03-03 SPGI Grant (A) — $0 EDGAR
2025-11-07 CBOE Notice (144) −2,183 -$557.5K EDGAR
2025-10-01 JLL Grant (A) +48 $0 EDGAR
2025-07-17 CBOE Grant (A) — $0 EDGAR
2025-07-07 JLL Grant (A) +75 $0 EDGAR
2025-06-04 JLL Grant (A) +870 $0 EDGAR
2025-05-28 CBOE Sell (S) −3,598 -$815.2K EDGAR
2025-05-23 CBOE Notice (144) −3,598 -$815.2K EDGAR
2025-02-21 CBOE Mixed +1,454 $305.7K EDGAR
Showing 1–10 of 27
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.