Sumit Dhawan
CIK 1862168 · President · last filed 2026-02-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$458.6K
Companies
2
Total Filings
21
Lifetime Open-Market Net
-$418.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MCO | Director | 927 | $494.71 | $458.6K | $0 | 2 | 2026-02-26 |
| VMWARE LLC (VMW) Delisted | President | 89,436 | $142.48 | $12.74M | -$418.8K | 19 | 2023-11-22 |
Recent Filings · Page 2 of 3
21 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-12-05 | VMWARE LLC (VMW) Delisted | Tax (F) | −2,483 | -$302.1K | EDGAR |
| 2022-11-03 | VMWARE LLC (VMW) Delisted | Tax (F) | −630 | -$71.0K | EDGAR |
| 2022-09-06 | VMWARE LLC (VMW) Delisted | Mixed | −4,584 | -$527.0K | EDGAR |
| 2022-06-03 | VMWARE LLC (VMW) Delisted | Tax (F) | −4,966 | -$642.7K | EDGAR |
| 2022-05-03 | VMWARE LLC (VMW) Delisted | Tax (F) | −630 | -$68.1K | EDGAR |
| 2022-04-25 | VMWARE LLC (VMW) Delisted | Grant (A) | +29,847 | $0 | EDGAR |
| 2022-03-02 | VMWARE LLC (VMW) Delisted | Tax (F) | −2,080 | -$241.1K | EDGAR |
| 2021-11-15 | VMWARE LLC (VMW) Delisted | Tax (F) | −630 | -$78.2K | EDGAR |
| 2021-09-09 | VMWARE LLC (VMW) Delisted | Sell (S) | −1,600 | -$234.4K | EDGAR |
| 2021-09-03 | VMWARE LLC (VMW) Delisted | Tax (F) | −2,448 | -$359.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.